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C&R(Compliance and Risk Management) Group deals with preemptive internal control.
We are responsible to manage risk elaborately by cooperating with experienced management specialists
in the field and legal experts


Field Process

  • Share contract or product review
  • Communal monitoring of Fund Management
  • Collective reflection
    on risk & compliance issue
Independent Business
  • Relational issue protection
    with department isolation
  • A right of sharing necessary documents
  • An authority of direct report to CEO
  • A right of resolution in a committee
  • Set a standard and limitation of the departments:
    Risk, Provision, Regulation
  • Requirement for rectification towards
    the violation