C&R(Compliance and Risk Management) Group deals with preemptive internal control.
We are responsible to manage risk elaborately by cooperating with experienced management specialists in the field and legal experts
Organization
Field Process
Department Collaboration
Share contract or product review
Communal monitoring of Fund Management
Collective reflection on risk & compliance issue
Independent Business
Relational issue protection with department isolation
A right of sharing necessary documents
An authority of direct report to CEO
A right of resolution in a committee
Monitoring
Set a standard and limitation of the departments: Risk, Provision, Regulation
Requirement for rectification towards the violation
